Thomas Kar Wai Kong
江家衛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kar Wai Kong (江家衛), a licensed former licensee with CE reference BBZ222. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-28 | 2023-06-07 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-28 | 2023-06-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-02-08 | 2021-10-28 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-02-08 | 2021-10-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-24 | 2021-02-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-24 | 2021-02-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-23 | 2017-08-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-23 | 2017-08-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-23 | 2017-08-30 |
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2015-06-16 | 2015-10-19 |
| SC Lowy Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2015-06-16 | 2015-10-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-10 | 2015-06-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-03 | 2015-06-16 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-03 | 2015-06-16 |