SC Lowy Financial (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SC Lowy Financial (HK) Limited, a Hong Kong-based licensed corporation with CE reference ATI431. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 9 (total recorded over time: 68). Earliest licence on file: 2009-09-21.
Registered address
23F, Two Chinachem Central, 26 Des Voeux Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-09-21 | present |
| Type 4 — Advising on securities | 2024-06-24 | present |
Licensed staff (all-time) (68)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Soo Cheon Lee | RO 1, 4 | 2009-09 | Present |
| Michel Lowy | RO 1, 4 | 2009-09 | Present |
| Jamie Hal Tadelis | RO 1 Rep 1 | 2010-01 | Present |
| Theron Charles Alldis |