Jake Jian Zhou Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jake Jian Zhou Chen, a licensed Representative with CE reference ATN458. Currently licensed at 1 firm(s): ABCI Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-29 | present |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-08 | present |
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2017-09-04 | 2018-10-09 |
| SC Lowy Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2017-09-04 | 2018-10-09 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-03 | 2017-07-26 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-07-03 | 2017-07-26 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-21 | 2017-07-03 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-21 | 2017-07-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2015-07-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2010-07-13 |