Lei Cao
曹蕾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Cao (曹蕾), a licensed Responsible Officer with CE reference BDI403. Currently licensed at 1 firm(s): Admiralty Harbour Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-13 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 — Advising on securities | 2023-07-13 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-23 | 2023-07-13 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-10 | 2023-07-13 |
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2017-10-25 | 2021-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-04-25 | 2017-07-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-25 | 2017-07-28 |