June Yi Vivian Lui
呂俊儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for June Yi Vivian Lui (呂俊儀), a licensed former licensee with CE reference BGD194. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2021-03-05 | 2021-04-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2018-11-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-19 | 2018-11-30 |
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2016-05-30 | 2018-04-09 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-04 | 2015-11-21 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-04 | 2015-11-21 |