Peter Shiu Hoi Wong
黃紹開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Shiu Hoi Wong (黃紹開), a licensed former licensee with CE reference AAF821. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-04-29 |
| iBest Securities Company Limited | RO | Type 1 — Dealing in securities | present | 2011-04-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2011-04-29 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-26 |
| iBest Securities Company Limited | RO | Type 4 — Advising on securities | present | 2003-09-26 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2011-04-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| iBest Securities Company Limited | RO | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-09-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 9 — Asset management | present | 2003-09-26 |
| iBest Securities Company Limited | RO | Type 9 — Asset management | present | 2003-09-26 |