Chung-Yeng Ho
何宗穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung-Yeng Ho (何宗穎), a licensed former licensee with CE reference AUH936. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-12 | 2016-02-22 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-12 | 2016-02-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-11 | 2011-03-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-11 | 2011-03-22 |