Pak Him Kwan
關柏謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Him Kwan (關柏謙), a licensed Representative with CE reference BDU278. Currently licensed at 1 firm(s): Cathay Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | present |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2018-10-20 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-05 | 2017-03-31 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-12 | 2018-10-20 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-11 | 2015-04-29 |