Yuan Hong Li
李沅鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Hong Li (李沅鴻), a licensed Representative with CE reference BII903. Currently licensed at 1 firm(s): Cathay Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-22 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-08 | present |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-14 | 2023-02-19 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2018-12-14 | 2023-02-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-23 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2017-05-23 | 2018-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-13 | 2017-04-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-10-13 | 2017-04-19 |