Junjie Li
李俊杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junjie Li (李俊杰), a licensed former licensee with CE reference BFD822. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-11 | 2025-11-10 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-17 | 2023-11-02 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-12 | 2021-09-30 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-06-12 | 2021-09-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-27 | 2016-05-26 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-27 | 2016-10-28 |