Gengshuo Li
李耕碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gengshuo Li (李耕碩), a licensed Representative with CE reference BQQ694. Currently licensed at 1 firm(s): Cathay Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-30 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-30 | present |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-06 | 2022-08-12 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-06 | 2022-08-12 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-01 | 2022-08-12 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-01 | 2022-08-12 |