Tomoyuki Nakamura
仲村知之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomoyuki Nakamura (仲村知之), a licensed former licensee with CE reference ARG535. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-11-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2019-11-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-24 | 2017-10-02 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-01 | 2014-11-13 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-01 | 2014-11-13 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-12 | 2013-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-15 | 2012-03-10 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-25 | 2011-07-13 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-22 | 2009-01-31 |