Elba Chi Wai Tse
謝智慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elba Chi Wai Tse (謝智慧), a licensed former licensee with CE reference AUX264. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-18 | 2014-09-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-18 | 2014-09-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-18 | 2014-09-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-18 | 2014-09-03 |
| Aviva Portfolio Investment Services Limited |
RO | Type 1 — Dealing in securities | 2010-06-10 | 2010-11-26 |