Alva Mei Ching Lee
李美清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alva Mei Ching Lee (李美清), a licensed former licensee with CE reference ADV120. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-21 | 2022-10-22 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-21 | 2022-10-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2018-06-21 | 2022-10-22 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-21 | 2022-10-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-04 | 2018-06-21 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-04 | 2018-06-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-04 | 2022-10-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-04 | 2018-06-21 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-04 | 2018-06-21 |