Wing Kai Tsang

曾榮佳
CE No. BCN378 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kai Tsang (曾榮佳), a licensed Responsible Officer with CE reference BCN378. Currently licensed at 3 firm(s): KGI Asia Limited, KGI Asset Management Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 4 — Advising on securities 2019-06-04 present
KGI Asia Limited
凱基證券亞洲有限公司
RO Type 1 — Dealing in securities 2019-01-16 present
KGI Asset Management Limited
凱基資產管理有限公司
Rep Type 9 — Asset management 2017-02-06 present
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2016-10-24 present
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2017-10-03 2019-01-16
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2013-12-12 2017-10-02
KGI Securities (Hong Kong) Limited
凱基證券(香港)有限公司
Rep Type 1 — Dealing in securities 2013-12-12 2017-10-02

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