Yu Tzu Chang

張育滋
CE No. BMR330 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Tzu Chang (張育滋), a licensed Responsible Officer with CE reference BMR330. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
RO Type 1 — Dealing in securities 2020-08-24 present
KGI Asia Limited
凱基證券亞洲有限公司
RO Type 4 — Advising on securities 2020-08-24 present
KGI Asset Management Limited
凱基資產管理有限公司
Rep Type 9 — Asset management 2020-08-19 present
KGI Capital Asia Limited
凱基金融亞洲有限公司
Rep Type 6 — Advising on corporate finance 2022-03-08 2022-05-11
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2018-03-28 2020-08-24
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 4 — Advising on securities 2018-03-28 2020-08-24

Related