Chi Yip Lam
林志業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yip Lam (林志業), a licensed former licensee with CE reference BGB719. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-18 | 2024-06-05 |
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 4 — Advising on securities | 2023-07-18 | 2026-03-17 |
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 9 — Asset management | 2023-07-18 | 2026-03-17 |
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-04-19 | 2024-06-05 |
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-04-19 | 2026-03-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-05 | 2022-06-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-11-05 | 2022-06-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-21 | 2022-06-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-21 | 2022-06-30 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-21 | 2022-06-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-10 | 2019-06-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-09 | 2019-06-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-25 | 2019-06-30 |