Kevin Yiu Kuen Tai
戴耀權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Yiu Kuen Tai (戴耀權), a licensed former licensee with CE reference AFY190. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-16 | 2025-09-30 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-05-16 | 2025-09-30 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2024-05-16 | 2025-09-30 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-23 | 2024-05-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-23 | 2024-05-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-23 | 2024-05-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-16 | 2023-12-12 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-16 | 2023-12-12 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-16 | 2023-12-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-03-16 | 2023-12-12 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-16 | 2023-12-12 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-03-16 | 2023-12-12 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-16 | 2023-12-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-14 | 2022-03-16 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-14 | 2022-03-16 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-14 | 2022-03-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-14 | 2022-03-16 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-14 | 2022-03-16 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-14 | 2022-03-16 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-14 | 2022-03-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 9 — Asset management | 2021-01-22 | 2021-12-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | 2018-07-11 | 2021-12-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-09 | 2021-12-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-07-09 | 2021-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2018-07-09 | 2021-12-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-30 | 2021-12-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-03-30 | 2021-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-15 | 2021-12-31 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-28 | 2021-12-31 |