Juliana Suet Lai Miu
繆雪麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juliana Suet Lai Miu (繆雪麗), a licensed former licensee with CE reference ARP012. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-12 | 2015-08-25 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-12 | 2015-08-25 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-29 | 2015-08-25 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-29 | 2015-08-25 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-03 | 2013-10-21 |