Chi Lok Cheung
張熾樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lok Cheung (張熾樂), a licensed Responsible Officer with CE reference AWC705. Currently licensed at 1 firm(s): KGI Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 — Asset management | 2025-01-20 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-01 | 2025-08-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-01 | 2025-08-07 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-01 | 2025-01-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-10-18 | 2024-02-27 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-10-18 | 2024-02-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-10-18 | 2024-02-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2023-10-18 | 2024-02-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-10-18 | 2024-02-27 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-08 | 2022-12-30 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-07-08 | 2022-12-30 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2020-07-08 | 2022-12-30 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-18 | 2020-07-08 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-05 | 2020-07-08 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-09-05 | 2020-07-08 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-22 | 2018-07-15 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-22 | 2018-07-15 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-05 | 2016-11-22 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-05 | 2016-11-22 |
| ETF Securities (HK) Limited |
RO | Type 9 — Asset management | 2013-04-02 | 2016-08-12 |
| ETF Securities (HK) Limited |
Rep | Type 9 — Asset management | 2012-09-12 | 2013-04-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-10-20 | 2012-09-08 |