Wai Yat Yuen
阮維一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yat Yuen (阮維一), a licensed former licensee with CE reference ADA941. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-23 | 2017-02-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-23 | 2017-02-05 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-07 | 2017-02-05 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-07 | 2017-02-05 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-07 | 2016-11-22 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | present | 2013-11-29 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2013-11-29 |