Jing (SFC:BRM002) Wu
毋婧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:BRM002) Wu (毋婧), a licensed Representative with CE reference BRM002. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-17 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-17 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-09 | 2022-06-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-09 | 2022-06-23 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-09 | 2022-06-23 |
| Triada Capital Limited | Rep | Type 4 — Advising on securities | 2021-07-19 | 2022-05-20 |
| Triada Capital Limited | Rep | Type 9 — Asset management | 2021-07-19 | 2022-05-20 |