Chii-Horng Lin
林啟弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chii-Horng Lin (林啟弘), a licensed Responsible Officer with CE reference AXM969. Currently licensed at 1 firm(s): Everglow Investments Manager (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everglow Investments Manager (Asia) Limited 盛景投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-31 | present |
| Everglow Investments Manager (Asia) Limited 盛景投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2024-10-31 | present |
| Everglow Investments Manager (Asia) Limited 盛景投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2024-10-31 | present |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-29 | 2024-02-09 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-29 | 2024-02-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-07 | 2021-05-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-07 | 2021-05-13 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-28 | 2021-05-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-19 | 2021-04-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2018-06-19 | 2021-04-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-06-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2018-06-19 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-22 | 2021-05-13 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-22 | 2021-05-13 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-15 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-15 | 2017-10-02 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-15 | 2021-05-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-29 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-29 | 2017-10-02 |