Chak Wai Wong
黃集蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Wai Wong (黃集蔚), a licensed Responsible Officer with CE reference ACN129. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 32.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-14 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-11-14 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-04-20 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-20 | 2022-11-14 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-20 | 2022-11-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-03 | 2022-01-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-09-03 | 2022-01-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-03 | 2022-01-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-07 | 2018-09-03 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-07 | 2018-09-03 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-07 | 2018-09-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-03-29 | 2018-05-05 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-03-29 | 2018-05-05 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-03-29 | 2018-05-05 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-29 | 2018-05-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-03 | 2018-05-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-10-03 | 2018-05-05 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-08 | 2018-05-05 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-05-04 | 2018-05-05 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-29 | 2018-05-05 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-29 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-29 | 2017-10-02 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 4 — Advising on securities | 2014-07-29 | 2018-05-05 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-29 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-29 | 2017-10-02 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-26 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-26 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-03-26 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-09 | 2013-03-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-09 | 2013-03-26 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-20 | 2010-11-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-07 | 2005-07-20 |