Hung Chuen Lau
劉洪泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Chuen Lau (劉洪泉), a licensed Responsible Officer with CE reference ADZ808. Currently licensed at 3 firm(s): KGI Asset Management Limited, KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-22 | present |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-15 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-12-19 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-07-07 | present |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-22 | 2025-07-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-27 | 2019-11-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-01-10 | 2011-12-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-01-10 | 2017-10-02 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-01-10 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-07 | 2017-10-02 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-07 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2006-07-07 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2006-07-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-17 | 2006-07-07 |
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-09-01 | 2006-05-07 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-09-01 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-05-07 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-28 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-28 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 9 — Asset management | present | 2004-07-28 |