Wing Chiu Chan
陳榮照
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chiu Chan (陳榮照), a licensed Responsible Officer with CE reference ADT876. Currently licensed at 1 firm(s): Redford Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-30 | present |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-09 | 2018-07-30 |
| Kin Bridge Capital Limited 健橋資本有限公司 |
RO | Type 9 — Asset management | 2016-03-04 | 2018-05-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2014-12-22 | 2015-05-12 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-30 | 2015-02-13 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-10-30 | 2016-02-29 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-16 | 2014-10-30 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-16 | 2014-10-30 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-09 | 2013-09-27 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-19 | 2013-03-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-19 | 2013-03-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-07-19 | 2013-03-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2006-07-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-30 | 2006-07-19 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-30 | 2011-01-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-03 |