Zhengkun Xie
謝正琨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhengkun Xie (謝正琨), a licensed Responsible Officer with CE reference AYC752. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-06-12 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-06 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-06 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-07-06 | 2024-06-12 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-02-02 | 2021-06-09 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-01 | 2021-06-09 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-10-29 | 2021-02-02 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-23 | 2020-05-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-11 | 2019-12-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-11 | 2019-12-31 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-27 | 2017-11-25 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-27 | 2017-11-25 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-20 | 2015-08-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-20 | 2015-08-07 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-22 | 2015-08-07 |