Oswald Tsang Tao Chan
陳錚濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oswald Tsang Tao Chan (陳錚濤), a licensed Responsible Officer with CE reference AQS492. Currently licensed at 1 firm(s): Gennex Capital Advisers Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gennex Capital Advisers Limited 睿盛資本顧問有限公司 |
RO | Type 9 — Asset management | 2020-11-05 | present |
| Gennex Capital Advisers Limited 睿盛資本顧問有限公司 |
Rep | Type 9 — Asset management | 2019-05-23 | 2020-11-05 |
| Giant Venture Asset Management Limited 嘉遠資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-04 | 2019-02-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-02 | 2018-08-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-23 | 2018-01-31 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-01 | 2013-12-03 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-01 | 2013-12-03 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-01 | 2011-03-11 |