Yung Hoi Tse
謝湧海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yung Hoi Tse (謝湧海), a licensed former licensee with CE reference ADO752. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 — Advising on securities | 2010-07-20 | 2012-12-31 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2008-11-04 | 2012-12-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-25 | 2012-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-10-06 | 2012-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-10-06 | 2012-12-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-11-17 | 2011-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2004-09-08 | 2012-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-24 | 2012-12-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-02-24 | 2011-09-30 |