Kenneth Sau Chung Leung
梁守聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Sau Chung Leung (梁守聰), a licensed former licensee with CE reference ADW852. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-26 | 2006-07-21 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-07-26 | 2006-07-21 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-09-22 | 2005-06-08 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-09-22 | 2005-06-08 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-15 | 2004-09-22 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-15 | 2004-09-22 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 1 — Dealing in securities | 2003-05-07 | 2004-07-08 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 4 — Advising on securities | 2003-05-07 | 2004-07-08 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-05-07 | 2004-07-08 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-07 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-07 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-07 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-24 |