Ho Chung Au
區皓綜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Chung Au (區皓綜), a licensed former licensee with CE reference BBW370. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-05-21 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-05-21 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2021-05-21 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2021-05-21 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2021-04-27 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2021-04-27 | 2023-03-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-08 | 2021-04-16 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-14 | 2017-08-18 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-16 | 2015-11-06 |