Wayne Holt Chan
陳偉浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne Holt Chan (陳偉浩), a licensed former licensee with CE reference AMH139. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-03-02 | 2022-07-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-04 | 2017-04-07 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-02-04 | 2017-04-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-18 | 2015-11-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-15 | 2007-07-26 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-15 | 2007-07-26 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-16 | 2007-07-26 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-15 | 2007-04-22 |