William Wai Tak Tong
唐偉德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Tak Tong (唐偉德), a licensed Responsible Officer with CE reference AJB117. Currently licensed at 2 firm(s): CITIC Securities (Hong Kong) Limited, CLSA Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-10-08 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-11 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-11 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-09-01 | 2025-10-08 |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-02-15 | 2025-08-01 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-11-02 | 2024-02-15 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-03-05 | 2023-05-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-17 | 2023-05-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-17 | 2023-05-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-11-17 | 2021-03-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-05 | 2020-10-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-03 | 2019-06-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-16 | 2018-04-11 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-16 | 2018-04-11 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-09 | 2018-04-11 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-03-31 | 2018-02-09 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-17 | 2015-03-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-03 | 2006-11-11 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-03 | 2006-11-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-24 | 2006-06-19 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-24 | 2006-06-19 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-30 | 2005-08-05 |