Brian David Catton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian David Catton ( ), a licensed former licensee with CE reference ANW532. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2008-07-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-11 | 2008-07-01 |