Yang Duan
段楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Duan (段楊), a licensed former licensee with CE reference AMG019. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-20 | 2011-06-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-20 | 2011-06-02 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-21 | 2008-05-30 |