Philip Pit Lap Chiu
趙必立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Pit Lap Chiu (趙必立), a licensed former licensee with CE reference ALS667. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-04-08 | 2024-12-31 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-04-08 | 2024-12-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-06-24 | 2008-10-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2008-06-24 | 2008-10-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-06-05 | 2008-10-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-05 | 2008-10-27 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-07 | 2008-10-27 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-07 | 2008-10-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-22 | 2006-02-06 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2005-02-22 | 2006-02-06 |