John James Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John James Moore ( ), a licensed former licensee with CE reference APZ212. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-14 | 2008-11-11 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-12-14 | 2008-11-11 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2007-12-14 | 2008-10-01 |