William Kei Leung Lee
李基樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Kei Leung Lee (李基樑), a licensed Responsible Officer with CE reference AHP766. Currently licensed at 1 firm(s): Red Cliff Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Cliff Asset Management Limited 赤壁資產管理有限公司 |
RO | Type 9 — Asset management | 2012-08-15 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2008-12-08 | 2012-02-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2008-12-08 | 2012-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-17 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2008-07-17 | 2012-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-07-17 | 2009-11-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-07-17 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2008-07-17 | 2012-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-07-17 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2005-08-18 | 2012-02-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2005-08-18 | 2012-02-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-27 | 2008-07-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2004-07-27 | 2008-07-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2005-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2005-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-12-02 |