Lin (SFC:AOX336) Chen
陳林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:AOX336) Chen (陳林), a licensed former licensee with CE reference AOX336. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-12-20 | 2020-07-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-18 | 2019-04-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-10 | 2017-08-23 |
| Seres Asset Management Limited 瑞時投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-04 | 2013-10-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-29 | 2009-09-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-25 | 2009-09-07 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-14 | 2008-05-30 |