Seres Asset Management Limited
瑞時投資管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seres Asset Management Limited (瑞時投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AUP604. Current licensed staff on file: 0 (total recorded over time: 14). Earliest licence on file: 2010-04-14.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2010-04-14 | 2023-05-29 |
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Nalin Bhargava | RO 9 Rep 9 | 2011-03 | 2016-04 |
| David Clifford Bryant | RO 9 | 2010-12 | 2017-03 |
| Melody Man Ting Chu 朱敏婷 | RO 9 Rep 9 | 2021-06 | 2023-05 |
| Evan Harmon Erlanson | RO 9 | 2010-04 | 2023-01 |
| Man Wai Leung 梁文偉 | RO 9 Rep 9 | 2020-09 | 2021-11 |
| Yungang Lu 陸運剛 | RO 9 | 2010-04 | 2017-07 |
| James Kwanwoo Rhee 李寬雨 | RO 9 Rep 9 | 2016-07 | 2020-10 |
| Lin (SFC:AOX336) Chen 陳林 | Rep 9 | 2011-04 | 2013-10 |
| James Thomas Fallon | Rep 9 | 2014-05 | 2017-10 |
| Scott Michael Henderson | Rep 9 | 2011-11 | 2014-06 |
| Alice Shem Ling Lam 藍琛玲 | Rep 9 | 2011-07 | 2011-08 |
| So On Lau 劉素安 | Rep 9 | 2011-05 | 2013-11 |
| Sze Yeung Tsoi 蔡斯洋 | Rep 9 | 2011-03 | 2014-07 |
| Masaaki Yamane 山根正明 | Rep 9 | 2014-06 | 2015-09 |
Showing 1–14 of 14