So On Lau
劉素安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So On Lau (劉素安), a licensed former licensee with CE reference ARQ251. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2016-07-20 | 2019-05-31 |
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2015-09-25 | 2016-04-30 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2015-09-25 | 2016-04-30 |
| Seres Asset Management Limited 瑞時投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-27 | 2013-11-29 |