Pascal Jean-Louis Lambert
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pascal Jean-Louis Lambert ( ), a licensed former licensee with CE reference ABV523. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-09 | 2012-10-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-06-26 | 2012-10-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-18 | 2010-04-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-03 | 2009-04-27 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-01-03 | 2009-04-27 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2008-01-03 | 2008-10-01 |