David Lawrence Threadgold
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lawrence Threadgold ( ), a licensed former licensee with CE reference AIT508. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | RO | Type 4 — Advising on securities | 2010-03-03 | 2012-11-30 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 — Advising on securities | 2005-10-12 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2003-05-07 | 2005-10-12 |