Xin Fu
付鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Fu (付鑫), a licensed Responsible Officer with CE reference ALZ731. Currently licensed at 1 firm(s): Merrill Lynch Far East Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2019-08-21 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-22 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-04-22 | 2019-08-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2008-11-25 | 2013-10-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-23 | 2018-12-19 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 — Dealing in securities | 2006-03-28 | 2006-05-07 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-05-17 | 2006-03-28 |