Zachry David Rosenberg

CE No. ALP666 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zachry David Rosenberg (), a licensed former licensee with CE reference ALP666. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
RO Type 6 — Advising on corporate finance 2014-04-07 2016-09-05
Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
RO Type 1 — Dealing in securities 2012-09-12 2016-09-05
Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
RO Type 4 — Advising on securities 2012-09-12 2016-09-05
Keefe, Bruyette & Woods Asia Limited RO Type 1 — Dealing in securities 2010-03-03 2012-07-26
Keefe, Bruyette & Woods Asia Limited RO Type 6 — Advising on corporate finance 2010-03-03 2012-07-26
Fox-Pitt, Kelton (Asia) Limited RO Type 1 — Dealing in securities 2005-03-23 2009-10-16
Fox-Pitt, Kelton (Asia) Limited RO Type 4 — Advising on securities 2005-03-23 2009-10-16
Fox-Pitt, Kelton (Asia) Limited RO Type 6 — Advising on corporate finance 2005-03-23 2009-10-16

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