Zachry David Rosenberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zachry David Rosenberg ( ), a licensed former licensee with CE reference ALP666. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-04-07 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-12 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-09-12 | 2016-09-05 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 1 — Dealing in securities | 2010-03-03 | 2012-07-26 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 6 — Advising on corporate finance | 2010-03-03 | 2012-07-26 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 — Dealing in securities | 2005-03-23 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 — Advising on securities | 2005-03-23 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 6 — Advising on corporate finance | 2005-03-23 | 2009-10-16 |