Warren Nicholas Blight
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Nicholas Blight ( ), a licensed former licensee with CE reference ACL103. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2014-02-07 | 2014-03-28 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 4 — Advising on securities | 2010-03-03 | 2012-06-25 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 — Dealing in securities | 2006-11-07 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 — Advising on securities | 2006-11-07 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2006-05-11 | 2006-11-07 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2006-05-11 | 2006-11-07 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-18 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-24 |