Lye Keong Tho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lye Keong Tho ( ), a licensed former licensee with CE reference AJF938. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | RO | Type 1 — Dealing in securities | 2010-03-03 | 2012-11-14 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 — Dealing in securities | 2006-03-28 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 — Advising on securities | 2006-03-28 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2003-11-26 | 2006-03-28 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2003-11-26 | 2006-03-28 |