He Shin Randall Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for He Shin Randall Kim ( ), a licensed former licensee with CE reference AEK389. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 — Dealing in securities | 2010-03-03 | 2011-05-19 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-03 | 2011-05-19 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-10-15 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2003-08-07 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-07 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-08-07 |