He Shin Randall Kim

CE No. AEK389 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for He Shin Randall Kim (), a licensed former licensee with CE reference AEK389. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Keefe, Bruyette & Woods Asia Limited Rep Type 1 — Dealing in securities 2010-03-03 2011-05-19
Keefe, Bruyette & Woods Asia Limited Rep Type 6 — Advising on corporate finance 2010-03-03 2011-05-19
Fox-Pitt, Kelton (Asia) Limited Rep Type 1 — Dealing in securities 2004-10-15 2009-10-16
Fox-Pitt, Kelton (Asia) Limited Rep Type 1 — Dealing in securities present 2003-08-07
Fox-Pitt, Kelton (Asia) Limited Rep Type 4 — Advising on securities present 2003-08-07
Fox-Pitt, Kelton (Asia) Limited Rep Type 6 — Advising on corporate finance present 2009-10-16
Fox-Pitt, Kelton (Asia) Limited Rep Type 9 — Asset management present 2003-08-07

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