Siu Cheung Law
羅肇翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cheung Law (羅肇翔), a licensed Responsible Officer with CE reference ADJ389. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-28 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 — Advising on securities | 2015-07-28 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 9 — Asset management | 2015-07-28 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2015-07-28 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2015-07-28 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2007-02-07 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2005-01-18 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2005-01-12 | 2010-02-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-12 | 2005-01-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-04 | 2005-01-11 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2003-06-11 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-06-11 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-11 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-06-11 |