Thomas Eitel Hester
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Eitel Hester ( ), a licensed former licensee with CE reference AEZ079. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-28 | 2012-10-16 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2012-10-16 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-05-16 | 2012-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2008-10-15 | 2009-09-30 |